Unclaimed
Mark Anthony Fiano is a financial advisor who has been in the industry since 1991. Mark is currently registered with Cetera Investment Advisers LLC, Mark specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Mark is also a health insurance specialist, helping clients enroll in health coverage through Access Health CT, CT's health insurance marketplace. Mark has experience working with a variety of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (WETHERSFIELD CT)
CT
08/27/1998 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WETHERSFIELD CT)
CT
09/16/1994 - 09/02/1998
BUELL SECURITIES CORP. (GLASTONBURY CT)
MA
04/12/1993 - 08/19/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
09/03/1991 - 03/18/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/03/1991 - 03/18/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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