Unclaimed
Mark Anthony Clardy is a financial advisor currently registered with Edward Jones. Mark has been in the financial services industry since January 3, 2002, and has been with Edward Jones since December 15, 2020. Prior to joining Edward Jones, Mark was a financial advisor with TD Ameritrade, Inc., Scottrade, Inc., J.A. Glynn & Co., and Walnut Street Securities, Inc. Mark is registered with the state of Missouri and holds Series 7, 24, 4, 52, 53, 55, 57 and 66 licenses. Mark is also registered with the state of Missouri as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
12/15/2020 - Present
Edward Jones (Ballwin MO)
NE
01/17/2018 - 09/27/2019
TD AMERITRADE, INC. (OMAHA NE)
MO
11/18/2003 - 09/10/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
04/12/2001 - 11/14/2003
J.A. GLYNN & CO. (ST LOUIS MO)
CA
10/06/2000 - 04/03/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 09/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/21/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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