Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Chavez is a financial advisor with ADP Broker-Dealer, Inc. Mark has been in the securities industry since March 21, 2011. Mark has a broad range of experience and expertise in the financial services industry. Prior to joining ADP Broker-Dealer, Inc., Mark was employed at PRUCO SECURITIES, LLC., J.P. MORGAN SECURITIES LLC, and CHARLES SCHWAB & CO., INC. Mark is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/17/2018 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
TX
08/01/2017 - 09/19/2018
PRUCO SECURITIES, LLC. (El Paso TX)
IN
10/28/2014 - 03/22/2017
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
01/04/2013 - 08/11/2014
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
09/01/2011 - 08/04/2014
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
IN
08/26/2010 - 01/04/2013
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
BC
Issued 03/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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