Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Anthony canonizado Jones

FIS Brokerage & Securities Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Anthony canonizado Jones

Mark Anthony canonizado Jones is a financial professional with over 6 years of experience in the industry. Mark Anthony canonizado Jones is currently registered with FIS Brokerage & Securities Services LLC in Illinois. Mark Anthony canonizado Jones has passed the Series 6, 7TO, 99TO, and SIE exams, as well as the Uniform Securities Agent State Law Examination (Series 63). Mark Anthony canonizado Jones previously held positions at J.P. MORGAN SECURITIES LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Firm Information

Mark Jones is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Jones’s Registration & Firm History

IL

01/10/2019 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

02/16/2018 - 01/03/2019

J.P. MORGAN SECURITIES LLC (DOWNERS GROVE IL)

WI

10/28/2016 - 03/24/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (onalaska WI)

Not sure if Mark Anthony canonizado Jones is right for you?

Licenses & Designations

BC

Issued 12/16/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Anthony canonizado Jones.
Not sure if Mark Anthony canonizado Jones is right for you?