Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Bavaro is an active investment advisor in New York and Massachusetts. Mark has been in the securities industry since 2005. Mark currently works at Academy Securities, Inc. Previously, Mark worked at MORGAN STANLEY and TFS DERIVATIVES CORPORATION. Mark is registered with FINRA and the securities divisions of Massachusetts and New York. Mark has passed the Series 7, Series 63, Series 66 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/06/2018 - Present
Academy Securities, Inc. (NEW YORK NY)
MA
08/08/2016 - 07/31/2018
MORGAN STANLEY (MIDDLETON MA)
NY
05/24/2012 - 08/09/2016
ACADEMY SECURITIES, INC. (New York NY)
NY
09/22/2009 - 05/24/2012
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
05/23/2008 - 07/13/2009
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
CT
01/31/2003 - 05/25/2006
GGET, LLC. (GREENWICH CT)
BOTH
Issued 08/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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