Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anthony Barrett is a financial advisor with Raymond James & Associates, Inc. Mark has been in the industry since 1995 and has experience in securities, investment advisory and financial planning. Mark Anthony has a wide range of industry licenses, including Series 7, 9, 10, 31, 63, and 65. Mark has held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Mark is currently registered to do business in 55 states and 2 U.S. territories. Mark is also a director at College Possible, a non-profit organization in Philadelphia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/13/2013 - Present
Raymond James & Associates, Inc. (WEST CONSHOHOCKEN PA)
NY
11/08/2006 - 06/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/09/1999 - 11/14/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/12/1995 - 06/15/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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