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Mark Angelo Gassoso

B. Riley Wealth Management

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About Mark Angelo Gassoso

Mark Angelo Gassoso is a financial advisor with B. Riley Wealth Management and has been active in the financial services industry since 1995. Mark Angelo Gassoso has been registered with FINRA since 1995 and has a total of 29 state licenses. Mark Angelo Gassoso is currently licensed in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virginia, Washington and Wyoming. Mark Angelo Gassoso is a Series 7, Series 24 and Series 63 licensed financial advisor. Mark Angelo Gassoso was previously registered with National Securities Corporation, Barron Chase Securities, Inc., Preferred Securities Group, Inc., Primex, Meridian Equities Company, Suppes Securities, Inc., First Montauk Securities Corp., Hanover, Sterling & Company Ltd. and Barron Chase Securities, Inc..

Firm Information

Mark Gassoso is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Gassoso’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (JERSEY CITY NJ)

NJ

11/21/2000 - 07/22/2022

NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)

FL

07/23/1998 - 11/07/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

FL

06/25/1998 - 07/30/1998

PREFERRED SECURITIES GROUP, INC. (BOCA RATON FL)

NY

02/02/1998 - 07/21/1998

PRIMEX (NEW YORK NY)

NJ

03/26/1997 - 01/27/1998

MERIDIAN EQUITIES COMPANY (BRICK NJ)

NY

11/17/1995 - 12/18/1996

SUPPES SECURITIES, INC. (NYC NY)

NJ

05/26/1995 - 11/14/1995

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

03/15/1995 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

FL

03/23/1995 - 06/07/1995

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 03/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Mark Angelo Gassoso. Review regulatory record here.
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