Unclaimed
Mark Angelo Gassoso is a financial advisor with B. Riley Wealth Management and has been active in the financial services industry since 1995. Mark Angelo Gassoso has been registered with FINRA since 1995 and has a total of 29 state licenses. Mark Angelo Gassoso is currently licensed in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virginia, Washington and Wyoming. Mark Angelo Gassoso is a Series 7, Series 24 and Series 63 licensed financial advisor. Mark Angelo Gassoso was previously registered with National Securities Corporation, Barron Chase Securities, Inc., Preferred Securities Group, Inc., Primex, Meridian Equities Company, Suppes Securities, Inc., First Montauk Securities Corp., Hanover, Sterling & Company Ltd. and Barron Chase Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/22/2022 - Present
B. Riley Wealth Management (JERSEY CITY NJ)
NJ
11/21/2000 - 07/22/2022
NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)
FL
07/23/1998 - 11/07/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
FL
06/25/1998 - 07/30/1998
PREFERRED SECURITIES GROUP, INC. (BOCA RATON FL)
NY
02/02/1998 - 07/21/1998
PRIMEX (NEW YORK NY)
NJ
03/26/1997 - 01/27/1998
MERIDIAN EQUITIES COMPANY (BRICK NJ)
NY
11/17/1995 - 12/18/1996
SUPPES SECURITIES, INC. (NYC NY)
NJ
05/26/1995 - 11/14/1995
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
03/15/1995 - 07/11/1995
HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)
FL
03/23/1995 - 06/07/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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