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Mark Andrew Van kouteren

Foreside Fund Services, LLC

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About Mark Andrew Van kouteren

Mark Van kouteren is a financial professional with over 30 years of experience in the industry. Mark currently works at Foreside Fund Services, LLC. Mark has previously worked for several firms including Neuberger Berman BD LLC, Global Alternative Investment Services, Inc., Wachovia Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Essex National Securities, Inc., American Skandia Marketing, Inc., and Royal Alliance Associates, Inc.. Mark is registered in Florida, Kentucky, New York, Puerto Rico, and Virgin Islands. Mark holds Series 3, 7, 9, 10, 30, 31, 63 and 65 licenses.

Firm Information

Mark Van kouteren is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Van kouteren’s Registration & Firm History

CO

12/20/2023 - Present

Foreside Fund Services, LLC (Broomfield CO)

FL

09/13/2016 - 12/14/2023

NEUBERGER BERMAN BD LLC (WEST PALM BEACH FL)

NC

04/10/2006 - 09/12/2016

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (CHARLOTTE NC)

SC

10/29/2003 - 12/31/2005

WACHOVIA SECURITIES, LLC (HILTON HEAD SC)

NY

01/22/1999 - 10/22/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

05/20/1994 - 01/07/1999

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

CT

04/11/1992 - 05/03/1994

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

AZ

09/17/1990 - 03/04/1991

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 03/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 12/19/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/29/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2017

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 09/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Andrew Van kouteren. Review regulatory record here.
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