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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Thompson is a financial advisor who has been in the industry since August 25, 2012. Mark is currently registered with Wells Fargo Advisors Financial Network, LLC in Red Bank, NJ. Mark has previously worked with Wells Fargo Clearing Services, LLC, Pinebridge Securities LLC, and Morgan Stanley. Mark has passed the Series 63, 65, and 66 exams as well as the Series 7, 10, and SIE exams. Mark also holds the Certified Financial Planner designation. Mark specializes in providing financial planning, investment management, and selection of other advisors to both individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/19/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RED BANK NJ)
NJ
09/25/2019 - 05/19/2023
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NY
07/16/2014 - 06/26/2019
PINEBRIDGE SECURITIES LLC (NEW YORK NY)
NY
05/07/2012 - 06/24/2014
MORGAN STANLEY (PURCHASE NY)
BOTH
Issued 11/02/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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