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Mark Andrew Stevens

Hartford Funds

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About Mark Andrew Stevens

Mark Stevens is a financial advisor with Hartford Funds. Mark has been in the financial services industry since 1999. Mark has been registered with the state of Ohio as an Investment Advisor Representative since 2015. Previously, Mark was registered with Hartford Life Distributors, LLC and Hartford Equity Sales Company Inc., among other firms. Mark holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE.

Firm Information

Mark Stevens is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Mark Stevens’s Registration & Firm History

PA

01/23/2015 - Present

Hartford Funds (WAYNE PA)

CT

04/09/2010 - 12/03/2012

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

CT

11/25/2008 - 05/06/2010

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

PA

08/29/2001 - 10/03/2003

INVESMART SECURITIES, LLC (PITTSBURGH PA)

RI

05/07/1993 - 07/26/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 02/26/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/12/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Andrew Stevens.
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