Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Stephens is a financial advisor with Quasar Distributors, LLC based in Charlotte, NC. Mark Stephens has been in the industry since June 9, 2000. Mark Stephens has a Series 3, Series 4, Series 7, Series 24 and Series 63 licenses. Mark Stephens holds registration(s) in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/17/2020 - Present
Quasar Distributors, LLC (Charlotte NC)
NC
05/23/2011 - 05/18/2020
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
GA
05/08/2000 - 05/18/2011
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 05/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2003
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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