Unclaimed
Mark Sokol has over 20 years of experience in the securities industry. Mark is a registered representative with Vanguard Marketing Corp., where he has been employed since December 1998. Mark is licensed in all 50 states, as well as Puerto Rico and the Virgin Islands. He holds Series 6, 7, 24 and 63 securities licenses, as well as the Securities Industry Essentials Examination (SIE). Mark has a proven track record of success in providing investment advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/04/1998 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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