Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pomeroy is a financial advisor who has been in the industry since 2019. Mark is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark holds the Series 7, 63, and 66 licenses. Mark has previously worked at Raymond James Financial Services, Inc. and J.P. Morgan Securities LLC. Mark has a diverse background, having held positions at The Standard Market, LLC, Knipex LP, Illinois State University, and Chipotle. Mark provides a wide range of services including, but not limited to, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/22/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAK BROOK IL)
IL
02/03/2023 - 09/14/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Downers Grove IL)
IL
10/04/2019 - 01/17/2023
J.P. MORGAN SECURITIES LLC (BURR RIDGE IL)
BOTH
Issued 06/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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