Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pittsey is a financial advisor with HSBC Securities (USA) Inc. He has been in the industry since 1993 and is registered with the state of California. Mark has a wide range of experience in the financial services industry, including working with high-net-worth individuals, pooled investment vehicles, and corporations. Mark's current registration is with HSBC Securities (USA) Inc., but he has also worked for a number of other firms in the past, including Deutsche Bank Securities Inc., Wells Fargo Investments, LLC, and Wells Fargo Securities Inc. He has a strong track record of success in the financial services industry, and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/20/2010 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
CA
08/02/2007 - 02/03/2010
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
09/08/2000 - 04/04/2007
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/08/1995 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
07/08/1995 - 09/13/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
06/06/1995 - 09/11/1995
FIRST INTERSTATE INVESTMENTS,INC.
NA
11/19/1993 - 06/09/1995
WELLS FARGO SECURITIES INC.
OR
10/27/1993 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
05/12/1992 - 10/07/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 03/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/08/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/02/1999
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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