Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Penson is a financial professional with over 25 years of experience in the industry. Mark is currently registered with Deutsche Bank Securities Inc. in Jacksonville, FL. Mark has a broad background in the industry, having held positions with a variety of firms including TD Ameritrade Clearing, Inc., Morgan Stanley & Co. Incorporated, UnionBanc Investment Services, LLC, Prudential Securities Incorporated, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
01/07/2010 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
TX
09/11/2009 - 01/12/2010
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
CA
06/19/2006 - 06/02/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
05/19/2000 - 06/16/2006
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
NY
03/31/1998 - 06/08/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/22/1992 - 10/02/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 04/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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