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Mark Andrew Neff

PNC Capital Markets LLC

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About Mark Andrew Neff

Mark Neff is a financial professional with over 30 years of experience in the industry. Mark is currently registered with PNC Capital Markets LLC. Mark has previously worked at firms such as PNC FIG Advisory, Inc., Janney Montgomery Scott LLC, Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., BNK Advisory Group, Inc. (Successor), BNK Advisory Group, Inc., Pruco Securities Corporation and Connecticut Mutual Financial Services, Inc.

Firm Information

Mark Neff is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Neff’s Registration & Firm History

PA

04/17/2019 - Present

PNC Capital Markets LLC (CENTER VALLEY PA)

PA

11/13/2017 - 12/23/2019

PNC FIG ADVISORY, INC. (ALLENTOWN PA)

PA

01/14/2009 - 12/22/2017

JANNEY MONTGOMERY SCOTT LLC (ALLENTOWN PA)

PA

07/10/2007 - 01/13/2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BETHLEHEM PA)

PA

06/05/2006 - 07/10/2007

RYAN BECK & CO. (BETHLEHEM PA)

PA

01/03/2006 - 05/25/2006

BNK ADVISORY GROUP, INC. (SUCCESSOR) (BETHLEHEM PA)

PA

11/27/1992 - 12/31/2005

BNK ADVISORY GROUP, INC. (BETHLEHEM PA)

NA

10/24/1986 - 08/03/1989

PRUCO SECURITIES CORPORATION

NJ

12/21/1984 - 08/03/1989

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

07/05/1985 - 03/05/1986

CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 05/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1995

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 12/20/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Andrew Neff.
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