Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McHenry is a financial advisor with LPL Financial LLC, a firm with a history of providing wealth management services to individuals and families, businesses, and institutions. Mark has been in the financial services industry since 2006 and holds a Series 6, Series 7, Series 24, Series 52, and Series 63 licenses, and Series 65 and Series 99TO registrations. Mark provides portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/07/2024 - Present
LPL Financial LLC (Delaware OH)
CA
04/26/2022 - 05/09/2024
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
04/26/2022 - 05/09/2024
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
04/26/2022 - 05/09/2024
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
04/26/2022 - 05/09/2024
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
04/26/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
OH
05/21/2018 - 04/02/2022
J.P. MORGAN SECURITIES LLC (Columbus OH)
OH
03/19/2013 - 09/13/2017
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
08/14/2007 - 02/11/2013
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
OH
08/22/2006 - 08/10/2007
J.P. MORGAN SECURITIES INC. (COLUMBUS OH)
OH
07/24/2006 - 08/08/2007
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
02/15/2005 - 07/07/2006
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IA
Issued 11/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/07/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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