Unclaimed
Mark Andrew Marxer is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with MMX Global Partners, LLC. Previously, Mark has held positions at several other financial institutions, including Frontier Solutions, LLC, NavPoint, LLC, FAP USA, L.P., Citigroup Global Markets Inc., Multitrade Securities LLC, Alliance Fund Distributors, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Mark is licensed to sell securities in Connecticut, Florida, Massachusetts, Minnesota, New York, Oregon and Utah. Mark holds several licenses, including Series 7, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/05/2018 - Present
MMX Global Partners, LLC (BOCA RATON FL)
MN
02/02/2011 - 12/31/2017
FRONTIER SOLUTIONS, LLC (Wayzata MN)
NY
06/11/2010 - 05/12/2011
NAVPOINT, LLC (NEW YORK NY)
NY
01/06/2010 - 06/01/2010
FAP USA, L.P. (NEW YORK NY)
MN
12/12/2006 - 10/29/2009
CITIGROUP GLOBAL MARKETS INC. (MINNETONKA MN)
NY
02/11/2004 - 03/26/2004
MULTITRADE SECURITIES LLC (NEW YORK NY)
TN
07/11/1997 - 01/24/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MN
06/03/1993 - 09/30/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/03/1993 - 09/30/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/12/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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