Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Lear is a financial professional with over 20 years of experience in the financial services industry. Mark is currently registered with Piper Sandler & Co. in New York, New York. Prior to joining Piper Sandler & Co. Mark held positions with Jefferies LLC, Credit Suisse Securities (USA) LLC, Sidoti & Company, LLC, Tullett Liberty Securities Inc., Wall Street Access, and CIBC World Markets. Mark holds Series 4, 7, 55, 57TO, 63, and 87 licenses. Mark has been involved in securities trading and research for over 20 years, and brings a wealth of experience and expertise to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/06/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
06/19/2017 - 11/19/2019
JEFFERIES LLC (NEW YORK NY)
NY
03/15/2010 - 05/24/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/01/2006 - 03/01/2010
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
03/08/2005 - 02/23/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
10/11/1999 - 01/20/2005
WALL STREET ACCESS (NEW YORK NY)
NY
01/27/1999 - 06/11/1999
CIBC WORLD MARKETS (NEW YORK NY)
BC
Issued 02/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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