Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Leach is a registered representative with Stifel, Nicolaus & Company, Inc., where has worked since April 2009. Mark is active in the securities industry since December 1980. Mark has a strong background in providing financial advice and portfolio management services for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. Mark has a Series 7, Series 63, and Series 65 securities licenses, and has been active in the securities industry since 1980.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
11/21/2001 - 05/12/2009
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
MN
01/01/2001 - 11/21/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
01/03/1997 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
10/03/1994 - 01/03/1997
JURAN & MOODY, INC. (ST. PAUL MN)
MN
06/29/1990 - 10/03/1994
PARK INVESTMENT CORPORATION (MINNEAPOLIS MN)
NA
10/28/1980 - 04/24/1990
M. H. NOVICK & CO., INC.
IA
Issued 06/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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