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Mark Andrew Harmon

VerifiedPremier Advisor

Premier Advisor

Specializations
Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

About Mark Andrew Harmon

Mark Andrew Harmon is a financial advisor registered in Illinois and New Jersey. He is currently employed with Fourstar Wealth Advisors, LLC where he specializes in portfolio management for individuals, pooled investment vehicles, and pension consulting. Mark has been a financial professional since 1974 and previously worked for firms such as Sallertson-Troob LLC and Ronin Capital, LLC. Mark earned a Series 65 license in 2012, a Series 4 license in 1980 and other relevant qualifications. Mark is also an independent insurance agent, providing life insurance sales as part of his overall financial planning services.

Firm Information

Mark Harmon is currently registered with . Fourstar Wealth Advisors, LLC is an investment advisory firm based in Chicago, IL. The firm has 19 licensed agents and 39 investment adviser representatives and manages over $1 billion in assets. They provide a range of advisory services, including financial planning, pension consulting, and portfolio management for individuals, pooled investment vehicles, and pension and profit-sharing plans. The firm primarily serves high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and charitable organizations.

1 N. LASALLE STREET

CHICAGO, IL 60602

$1.02B

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

Mark Harmon’s Registration & Firm History

NA

Present

( )

IL

04/05/2011 - 08/02/2011

SALLERSON-TROOB LLC (CHICAGO IL)

IL

05/20/2009 - 03/03/2010

RONIN CAPITAL, LLC (CHICAGO IL)

NY

01/28/1987 - 07/08/1991

WAGNER, STOTT & CO. (NEW YORK NY)

NA

12/20/1984 - 03/04/1985

C. L. GLAZER & COMPANY, A LIMITED PARTNERSHIP

NA

04/29/1980 - 02/28/1985

AGB TRADING INCORPORATED

NA

07/13/1978 - 10/18/1984

BECKER PARIBAS INCORPORATED

NA

04/02/1980 - 04/29/1980

AGB TRADING INCORPORATED

NA

12/24/1974 - 07/13/1978

BECKER SECURITIES INCORPORATED

NA

09/19/1974 - 11/25/1975

A. G. BECKER & CO., INCORPORATED

IL

08/10/1991 - 05/19/2009

QMH Trading (Chicago IL)

Licenses & Designations

IA

Issued 12/28/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/1980

Series 4 - Registered Options Principal Examination

BC

Issued 04/29/2009

Series 44 - PCX Market Maker Exam

BC

Issued 04/13/1994

Series 3 - National Commodity Futures Examination

BC

Issued 09/12/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Mark Andrew Harmon. Review regulatory record here.