Unclaimed
Mark Andrew Hammes is an investment advisor representative with Thrivent Investment Management Inc. Mark has been in the industry since 1987 and has extensive experience in providing financial planning and portfolio management services to individuals. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, Series 63 and Series 65 licenses. Mark is also registered with the state of Wisconsin and Florida as a registered investment advisor. Mark is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
07/03/2006 - Present
Thrivent Investment Management Inc. (MADISON WI)
IA
Issued 06/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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