Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Haggerty has been in the securities industry since March 19, 2001. Mark is currently registered with Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Mark is also registered with National Financial Services LLC. Mark is licensed in all 50 states and is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/17/2023 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2001
Series 4 - Registered Options Principal Examination
BC
Issued 04/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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