Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Andrew Guajardo is a financial advisor with over 18 years of experience in the industry. Mark is currently registered with Raymond James Financial Services Advisors, Inc. and is a Registered Representative and Investment Advisor Representative. Mark has held positions with a variety of financial institutions, including Frost Brokerage Services, Inc., Investment Professionals, Inc. and USAA Investment Management Company. Mark is licensed in 49 states and holds licenses for Series 4, 7, 24, 52TO, 53, 63, and 66. Mark is dedicated to providing clients with personalized financial advice and services, with a focus on developing long-term financial plans. Mark's experience and knowledge allow Mark to provide clients with a comprehensive range of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
07/08/2020 - Present
Raymond James Financial Services Advisors, Inc. (Belton TX)
TX
04/20/2016 - 06/15/2020
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
06/15/2015 - 03/24/2016
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
07/30/2014 - 06/04/2015
CAPITAL CITY SECURITIES, LLC (San Antonio TX)
TX
10/13/2011 - 09/20/2013
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
02/11/2010 - 10/14/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
CO
01/04/2007 - 08/14/2009
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
TX
11/13/2000 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/20/1999 - 03/29/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 01/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/25/2015
Series 4 - Registered Options Principal Examination
BC
Issued 03/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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