Unclaimed
Mark Andrew Giesting is an investment advisor representative with Prime Capital Financial, a financial services firm with offices in Overland Park, Kansas and Batesville, Indiana. Mark has been in the financial industry since October 28, 2002. Mark holds Series 6, 63, 65, and 26 securities licenses and is a Chartered Financial Consultant. Mark's previous employment includes CFD INVESTMENTS, INC., in Batesville, Indiana and WORLD GROUP SECURITIES, INC. in Duluth, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
08/22/2018 - Present
Prime Capital Financial (OVERLAND PARK KS)
IN
01/16/2004 - 08/27/2018
CFD INVESTMENTS, INC. (BATESVILLE IN)
GA
10/29/2002 - 01/15/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 03/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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