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Mark Andrew Ganung

Osaic Institutions, Inc.

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About Mark Andrew Ganung

Mark Ganung is an investment advisor representative for Osaic Institutions, Inc. with over 35 years of experience in the financial industry. Mark is registered in Pennsylvania and provides investment advisory services, including financial planning, pension consulting, portfolio management for individuals, and solicitation services for other advisors. Mark is also a board member of the Children's Home, a pediatric hospital.

Firm Information

Mark Ganung is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Ganung’s Registration & Firm History

PA

10/14/2015 - Present

Osaic Institutions, Inc. (Allison Park PA)

PA

02/09/2011 - 10/16/2015

ESSEX NATIONAL SECURITIES, LLC (WEXFORD PA)

PA

04/16/2004 - 01/26/2011

UVEST FINANCIAL SERVICES GROUP, INC. (WEXFORD PA)

PA

10/14/2003 - 05/11/2004

ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)

PA

02/27/2002 - 05/02/2003

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

PA

07/29/1999 - 01/08/2002

ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)

PA

04/28/1986 - 06/21/1999

KEYSTONE BROKERAGE, INC. (WILLIAMSPORT PA)

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Licenses & Designations

IA

Issued 04/01/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/02/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/12/1986

Series 4 - Registered Options Principal Examination

BC

Issued 10/17/1986

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/26/1986

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Andrew Ganung.
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