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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Estante is a financial advisor currently registered with LPL Financial LLC, with branch office locations in Fort Mill, SC and Charlotte, NC. Mark has been in the financial industry for over 10 years, and holds licenses for both Broker-Dealer and Investment Advisor. Mark has a strong track record of providing clients with a wide range of financial planning services, including portfolio management, pension consulting, and educational seminars. Mark has also been involved with Merrill Lynch, Pierce, Fenner & Smith Incorporated and P.J. Robb Variable Corporation during his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/21/2014 - Present
LPL Financial LLC (FORT MILL SC)
NC
08/30/2011 - 11/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
CA
03/22/2011 - 08/05/2011
P.J. ROBB VARIABLE CORPORATION (WOODLAND HILLS CA)
IA
Issued 10/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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