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Mark Andrew Dacey

Fidelity Distributors Co. LLC

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About Mark Andrew Dacey

Mark Andrew Dacey is a financial advisor registered with Fidelity Distributors Co. LLC. Mark has been in the securities industry since July 11, 2006 and has been with Fidelity since May 12, 2016. Mark is a registered representative in 52 states and the District of Columbia. Mark holds the following licenses: Series 6, Series 7, Series 24, Series 63 and SIE. Mark has previously worked at PYRAMIS DISTRIBUTORS CORPORATION LLC, PIONEER FUNDS DISTRIBUTOR, INC., STATE STREET GLOBAL MARKETS, LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.

Firm Information

Mark Dacey is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Dacey’s Registration & Firm History

RI

05/12/2016 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

12/02/2015 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

MA

01/08/2013 - 06/12/2015

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

06/22/2007 - 12/13/2012

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

RI

01/29/1996 - 07/23/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Andrew Dacey.
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