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Mark Andrew Blais

Cetera Advisors LLC

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About Mark Andrew Blais

Mark Blais has been in the financial services industry since December 3, 1992. Mark currently works for Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Mark holds licenses in 52 states and is a registered representative with FINRA. Mark also holds the Series 6, 7, 24, 52TO, 53, 63 and SIE licenses.

Firm Information

Mark Blais is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Blais’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

10/08/2013 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

FL

10/11/2012 - 02/15/2013

MML INVESTORS SERVICES, LLC (FORT LAUDERDALE FL)

FL

03/30/2012 - 06/18/2012

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

MA

12/12/2008 - 11/04/2011

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

MA

12/12/2008 - 02/16/2010

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

FL

12/08/2006 - 11/12/2008

INTERSECURITIES, INC. (ST. PETERSBURG FL)

MA

06/20/2000 - 11/30/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

06/20/2000 - 12/04/2004

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

01/29/1991 - 01/26/2000

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BC

Issued 01/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/21/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/28/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Andrew Blais.
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