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Mark Andrew Barausky

Advisors Asset Management, Inc.

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About Mark Andrew Barausky

Mark Andrew Barausky is an investment advisor representative with Advisors Asset Management, Inc., based in Princeton, NJ. Mark has been in the industry since October 1992. Mark has a variety of licenses and registrations, including Series 6, 7, and 63, as well as the SIE and Series 65. Prior to joining Advisors Asset Management, Inc., Mark was affiliated with NYLIFE DISTRIBUTORS LLC, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, LEADER CAPITAL CORP., INVESCO DISTRIBUTORS, INC., MFS FUND DISTRIBUTORS, INC., and PLANCO FINANCIAL SERVICES, INC..

Firm Information

Mark Barausky is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Barausky’s Registration & Firm History

NJ

10/24/2023 - Present

Advisors Asset Management, Inc. (PRINCETON NJ)

NJ

06/07/2021 - 10/02/2023

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

CT

07/07/2020 - 06/18/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Shelton CT)

WA

09/12/2019 - 06/19/2020

LEADER CAPITAL CORP. (VANCOUVER WA)

TX

12/07/2012 - 06/04/2019

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

MA

02/25/1997 - 10/23/2012

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

CT

04/09/1992 - 02/04/1997

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 03/18/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 7 - General Securities Representative Examination

BC

Issued 04/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Andrew Barausky.
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