Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Anastasi is a financial professional with over 27 years of experience in the industry. Mark is currently registered with BNP Paribas Securities Corp. and has been with the firm since November 2022. Mark has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/15/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
05/04/2020 - 11/08/2022
ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
03/14/2016 - 05/26/2020
TELSEY ADVISORY GROUP LLC (NEW YORK NY)
NY
07/28/2014 - 03/14/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
09/19/2011 - 05/19/2014
BTIG, LLC (NEW YORK NY)
NY
03/29/2010 - 08/02/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/09/2008 - 03/26/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
04/18/2005 - 07/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/23/2000 - 04/15/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/13/1994 - 05/09/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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