Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alton Foley is a financial advisor with Janney Montgomery Scott LLC, a firm that manages over $85 billion in assets. Mark has over 30 years of experience in the financial services industry. Mark's experience includes working with a variety of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Mark holds FINRA Series 7, 31, 63, 65, and 66 registrations. Mark is also a registered investment advisor in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
02/12/2021 - Present
Janney Montgomery Scott LLC (BOSTON MA)
MA
07/01/2003 - 02/17/2021
WELLS FARGO CLEARING SERVICES, LLC (WALTHAM MA)
NY
05/09/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1993 - 05/11/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/19/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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