Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Tobin is a financial advisor with over 40 years of experience in the industry. Mark is currently registered with Equitable Advisors, LLC and is licensed in New York. Mark has also held previous positions with Wedbush Securities Inc., Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., CIBC Oppenheimer, Shearson Lehman Hutton Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and E. F. Hutton & Company Inc. Mark is a Series 63, 65, 7, 3, 8, 9, 10 and SIE licensed professional. Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/28/2023 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
03/19/2019 - 11/30/2022
WEDBUSH SECURITIES INC. (NEW YORK NY)
CA
01/08/2019 - 03/22/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
02/10/2009 - 12/31/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
01/01/2008 - 01/26/2009
WACHOVIA SECURITIES, LLC (BEVERLY HILLS CA)
CA
06/03/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEVERLY HILLS CA)
CA
05/02/2001 - 02/27/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/03/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
11/28/1989 - 12/02/1997
CIBC OPPENHEIMER (NEW YORK NY)
NA
02/15/1988 - 12/05/1989
SHEARSON LEHMAN HUTTON INC.
NY
07/25/1984 - 12/05/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/10/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
10/29/1981 - 07/20/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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