Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Smith is a financial advisor with PFS Investments Inc., based in LA CROSSE, WI. Mark has over 30 years of experience in the financial services industry. Mark is registered with FINRA and the State of Wisconsin. Mark's expertise includes investment advisory services, portfolio management for individuals, and the sale of investment-related products. Mark is also a licensed insurance agent. Mark's previous employment includes PFS INVESTMENTS INC. in DULUTH, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WI
06/05/2017 - Present
PFS Investments Inc. (LA CROSSE WI)
GA
02/16/1993 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 05/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Smith is the right advisor for you? Invested Better is here to help.
