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Mark Allen Seaman

Capital Client Group, Inc.

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About Mark Allen Seaman

Mark Seaman is a financial professional with over 30 years of experience in the industry. Mark has a strong background in both broker-dealer and investment advisory services. Mark is currently registered with Capital Client Group, Inc. Mark also holds a Series 63, 65, 7, 9, 24, 31, and SIE, as well as the Municipal Securities Principal Examination (Series 53). Mark has also earned the Chartered Financial Analyst designation. Mark's previous experience includes working with Legg Mason Wood Walker, Incorporated.

Firm Information

Mark Seaman is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Mark Seaman’s Registration & Firm History

CA

04/25/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MD

01/04/1994 - 12/09/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

IA

Issued 09/07/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/27/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/28/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 01/03/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Allen Seaman.
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