Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Scott is a financial advisor with Cetera Investment Advisers LLC, based in Little Rock, Arkansas. Mark has been in the financial industry since 2013, working with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, charitable organizations, corporations or other businesses, and state or municipal government entities. Mark is registered to provide financial advice in Arkansas and Oklahoma. He is a registered representative (Series 7) and holds a Uniform Combined State Law Examination (Series 66) license. Mark is also an active member of the financial services industry and has worked with other firms, including BB&T Investment Services, Inc., Cetera Investment Services LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
11/30/2017 - Present
Cetera Investment Advisers LLC (LITTLE ROCK AR)
VA
09/05/2017 - 11/29/2017
BB&T INVESTMENT SERVICES, INC. (COLONIAL HEIGHTS VA)
AR
03/11/2015 - 09/01/2017
CETERA INVESTMENT SERVICES LLC (Little Rock AR)
AR
06/20/2013 - 03/09/2015
MORGAN STANLEY (LITTLE ROCK AR)
AR
03/21/2013 - 06/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
BOTH
Issued 08/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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