Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rothman is a financial advisor with MML Investors Services, LLC based in Lakeland, FL. Mark is a Certified Financial Planner with over 14 years of experience in the industry. He holds licenses for Series 6, 7, and 63, and has passed the SIE and Series 66 exams. Mark is registered to offer securities in a number of states including California, Colorado, Florida, Louisiana, New York, North Carolina, Oklahoma, South Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
03/25/2017 - Present
MML Investors Services, LLC (LAKELAND FL)
FL
03/18/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LAKELAND FL)
FL
08/24/2005 - 04/19/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (TAMPA FL)
NY
03/13/2002 - 04/26/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BOTH
Issued 03/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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