Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Roberts is a financial advisor with U.S. Bancorp Investments, Inc., Mark has been in the financial services industry since July 14, 2004. Mark is registered with FINRA and the state of Iowa, and holds Series 6, 7TO, 63, and 66 licenses. Mark specializes in providing financial advice to individuals, businesses, and institutions. Mark is also a part-time employee of LDM Worldwide as a sports runner/statistician for broadcasts of college basketball/football. In addition to Mark's financial advisor role, Mark is also involved in various other business activities, such as farm rental, rental properties and running a business called Country LandMarks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
IA
02/07/2025 - Present
U.s. Bancorp Investments, Inc. (Boone IA)
WA
11/22/2021 - 11/27/2023
SYMETRA SECURITIES, INC. (BELLEVUE WA)
IA
05/22/2006 - 11/03/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
12/03/2009 - 01/15/2016
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
12/21/1995 - 11/19/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 03/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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