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Mark Allen Rankin

W & S Brokerage Services, Inc.

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About Mark Allen Rankin

Mark Rankin is a financial advisor with W&S Brokerage Services, Inc. Mark has been in the financial industry since 1990 and holds a Series 7, Series 63, Series 24, Series 52, and Series 53 licenses. Mark is a registered representative in 38 states. Mark has previously worked for a number of firms including Threvant Investment Management, J.P. Morgan Securities, Chase Investment Services, FirstMerit Financial Services, Invest Financial Corporation, NatCity Investments, Ohio Savings Securities, PlanCo Financial Services, The Huntington Investment Company, and Dean Witter Reynolds. Mark is also a registered investment advisor.

Firm Information

Mark Rankin is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Rankin’s Registration & Firm History

OH

06/20/2018 - Present

W&S Brokerage Services, Inc. (INDEPENDENCE OH)

OH

12/08/2014 - 05/23/2018

THRIVENT INVESTMENT MANAGEMENT INC. (Stow OH)

OH

10/01/2012 - 12/03/2014

J.P. MORGAN SECURITIES LLC (RAVENNA OH)

WV

09/13/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (WHEELING WV)

OH

01/14/2010 - 08/29/2011

FIRSTMERIT FINANCIAL SERVICES, INC (AKRON OH)

PA

01/04/2007 - 01/14/2010

INVEST FINANCIAL CORPORATION (NEW CASTLE PA)

OH

10/01/2002 - 11/28/2006

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

OH

04/16/2002 - 09/23/2002

OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)

CT

12/10/1998 - 04/03/2001

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

OH

11/08/1995 - 12/08/1998

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

WI

04/24/1995 - 11/08/1995

INVEST FINANCIAL CORPORATION (APPLETON WI)

IN

01/09/1995 - 05/08/1995

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

IN

02/15/1994 - 12/05/1994

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

NA

02/05/1993 - 11/22/1993

NATIONAL CITY INVESTMENTS CORPORATION

IL

04/10/1990 - 01/27/1993

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NY

05/25/1988 - 03/07/1990

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 12/04/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2012

Series 4 - Registered Options Principal Examination

BC

Issued 03/31/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Allen Rankin.
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