Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Raney is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Raymond James & Associates, Inc. and is licensed to provide investment advice in both Iowa and Texas. Prior to joining Raymond James & Associates, Inc., Mark was an advisor with RBC Capital Markets, LLC and UBS Financial Services Inc. Mark holds the Series 7, Series 63, and Series 65 licenses. Mark provides a wide range of financial planning services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/16/2019 - Present
Raymond James & Associates, Inc. (Clive IA)
IA
08/13/2009 - 09/20/2019
RBC CAPITAL MARKETS, LLC (CLIVE IA)
IA
08/12/2006 - 08/26/2009
UBS FINANCIAL SERVICES INC. (WEST DES MOINES IA)
IA
11/16/1992 - 08/12/2006
PIPER JAFFRAY & CO. (WEST DES MOINES IA)
IA
Issued 06/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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