Unclaimed
Mark Allen Pruitt is an active investment advisor representative registered with Edward Jones in REIDSVILLE, NC. Mark has been in the industry since 2001 and holds both a Series 66 and a Series 63 license. Mark is registered with the state of North Carolina as an Investment Advisor Representative and has a current registration in Texas. Mark also holds a Series 7 license and the SIE exam. Mark's firm, Edward Jones, has been in business since 1922 and has a strong reputation for providing financial advice and investment products to individuals and families. Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. Mark has worked with Edward Jones since 2001, helping individuals achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
12/13/2018 - Present
Edward Jones (REIDSVILLE NC)
BOTH
Issued 01/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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