Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McGowan is a financial advisor at Empower Financial Services, Inc. in Greenwood Village, CO. Mark has over 12 years of experience in the financial services industry. Mark is registered with FINRA and holds the Series 6, 7, 63, 66, and SIE licenses. Mark is a Registered Representative of Empower Financial Services, Inc. and a Registered Investment Advisor in California. Mark has previously worked at Edward Jones, Nationwide Investment Services Corporation, John Hancock Distributors LLC, and Banc One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/03/2019 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MO
02/25/2014 - 03/02/2017
EDWARD JONES (ST. LOUIS MO)
OH
07/22/2010 - 08/28/2013
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IL
02/08/2006 - 06/01/2010
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
IL
04/23/2003 - 06/10/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 11/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/22/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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