Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Keeling is a financial advisor with Ameriprise Financial Services, LLC. Mark has been in the financial services industry for over 20 years, starting in 2001. Mark holds the Series 7, Series 66, and Series 24 licenses. Mark is also a Certified Financial Planner. Mark is registered in the state of New York and Wisconsin as a Registered Representative and Investment Advisor Representative. Mark works with individuals, families, and businesses to provide financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/22/2024 - Present
Ameriprise Financial Services, LLC (ALBANY NY)
NY
04/03/2020 - 12/31/2023
RIVERSOURCE DISTRIBUTORS, INC. (Guilderland NY)
CT
12/04/2019 - 04/03/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Guilford CT)
NY
12/17/2009 - 12/04/2019
RIVERSOURCE DISTRIBUTORS, INC. (Guilderland NY)
MN
10/11/2005 - 12/23/2009
NEW ENGLAND SECURITIES (MINNETONKA MN)
MN
08/14/2001 - 10/05/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/14/2001 - 10/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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