Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Higgins is a financial advisor with over 35 years of experience in the financial services industry. Mark is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since May 2009. Prior to that, Mark held positions at several other firms including BANC ONE SECURITIES CORPORATION, BANC ONE SECURITIES, INC., UNIFIED MANAGEMENT CORPORATION, INVESTACORP, INC. and DEAN WITTER REYNOLDS INC.. Mark is also a registered investment advisor in Indiana and Florida and holds several industry certifications including Series 7, Series 9, Series 10, Series 24, and Series 63. Mark is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/04/2002 - Present
Wells Fargo Advisors Financial Network, LLC (CARMEL IN)
IL
06/01/1990 - 09/21/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
06/22/1989 - 06/01/1990
BANC ONE SECURITIES, INC.
NA
02/10/1989 - 06/22/1989
UNIFIED MANAGEMENT CORPORATION
NA
03/25/1987 - 10/29/1988
INVESTACORP, INC.
NA
11/20/1985 - 05/02/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 12/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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