Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Frommer is an investment advisor representative at Oppenheimer & Co. Inc. Mark Allen Frommer has been in the industry since February 2, 1988. Mark Allen Frommer has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the General Securities Representative Examination, the Futures Managed Funds Examination and the Securities Industry Essentials Examination. Mark Allen Frommer has been registered with Oppenheimer & Co. Inc. since September 2019. Prior to joining Oppenheimer & Co. Inc., Mark Allen Frommer worked at Morgan Stanley Smith Barney LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/19/2019 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
10/29/2010 - 08/30/2019
MORGAN STANLEY (Chicago IL)
IL
04/08/2005 - 11/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
08/26/1998 - 03/14/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/06/1990 - 08/20/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
10/09/1986 - 12/23/1988
MIMLIC SALES CORPORATION
IA
Issued 07/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Frommer is the right advisor for you? Invested Better is here to help.
