Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allen Clift is a financial advisor based in Dallas, TX. Mark has been in the financial industry since June 1989 and is currently registered with Hilltop Securities Inc. Mark holds a Series 3, Series 7 and Series 63 license as well as the SIE exam. Prior to joining Hilltop Securities, Mark was a registered representative for Morgan Stanley DW Inc, Salomon Smith Barney Inc, Prudential Securities Incorporated and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/23/2003 - Present
Hilltop Securities Inc. (Dallas TX)
NY
02/03/2000 - 06/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/04/1994 - 02/01/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/21/1990 - 11/09/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/20/1989 - 03/28/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 06/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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