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Mark Allen Brade

American Enterprise Investment Services Inc.

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About Mark Allen Brade

Mark Allen Brade is a financial professional with over 25 years of experience in the industry. He is currently registered with American Enterprise Investment Services Inc. in Minnesota. Mark has a strong background in securities, having passed the Series 7, Series 31 and Series 63 exams. Mark is a seasoned financial professional with a history of working with clients in Minneapolis, Minnesota.

Firm Information

Mark Brade is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Brade’s Registration & Firm History

MN

11/09/2006 - Present

American Enterprise Investment Services Inc. (MINNEAPOLIS MN)

MN

09/15/2006 - 10/26/2006

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

03/02/2006 - 10/26/2006

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

MN

01/04/1996 - 08/26/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

01/06/1998 - 08/02/2001

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

NY

07/22/1993 - 11/21/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 07/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Allen Brade.
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