Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allan Schwab is a financial advisor with LPL Financial LLC. Mark has over 28 years of experience in the financial services industry. He is registered with the state of Florida as both a Registered Representative and an Investment Advisor Representative. Mark also holds the Series 6, Series 26, Series 63, and Series 65 licenses. He specializes in providing financial advice to individuals, businesses, and charitable organizations. Mark is committed to helping clients achieve their financial goals through a personalized approach to wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/16/2018 - Present
LPL Financial LLC (PALM CITY FL)
FL
03/23/2011 - 02/14/2018
INVEST FINANCIAL CORPORATION (PALM CITY FL)
FL
08/01/2003 - 03/11/2011
WALNUT STREET SECURITIES, INC. (PARKLAND FL)
NY
02/25/1999 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
07/10/1990 - 03/01/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 05/24/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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