Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Allan Prazak is a financial advisor with Wells Fargo Clearing Services, LLC. Mark has over 35 years of experience in the financial services industry. Mark is registered in 13 states and has passed the Series 7, Series 63, Series 65, and Series 66 exams. Mark provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/12/2013 - Present
Wells Fargo Clearing Services, LLC (CARLSBAD CA)
WA
03/16/2011 - 04/12/2013
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
VA
02/12/2007 - 01/21/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NJ
08/12/2003 - 01/09/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
03/17/2000 - 08/01/2003
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/14/1996 - 09/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/23/1987 - 09/19/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/12/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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