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Mark Allan Neal

Avantax Investment Services, Inc.

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About Mark Allan Neal

Mark Allan Neal is a financial advisor with Avantax Investment Services, Inc. Mark is a Certified Public Accountant (CPA) and has been in the industry since 1993. Mark is registered with the state of California and holds the following securities licenses: Series 66, Series 7TO and SIE. Mark works with clients in California, and is based in Hollister, California.

Firm Information

Mark Neal is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Neal’s Registration & Firm History

CA

08/17/2021 - Present

Avantax Investment Services, Inc. (HOLLISTER CA)

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Licenses & Designations

BOTH

Issued 11/05/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Allan Neal.
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