Unclaimed
Mark Allan Neal is a financial advisor with Avantax Investment Services, Inc. Mark is a Certified Public Accountant (CPA) and has been in the industry since 1993. Mark is registered with the state of California and holds the following securities licenses: Series 66, Series 7TO and SIE. Mark works with clients in California, and is based in Hollister, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/17/2021 - Present
Avantax Investment Services, Inc. (HOLLISTER CA)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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